ProvenCapitals is committed to operating with integrity, transparency, and adherence to applicable regulations. This page summarizes core elements of our compliance program.
AML/KYC
- Customer due diligence and identity verification
- Sanctions screening and ongoing monitoring
- Transaction monitoring and suspicious activity reporting
Risk Management
- Segregated operational and treasury controls
- Stress testing and scenario analysis for strategies
- Independent reviews and approval workflows
Security
- Multi‑factor authentication and role‑based access controls
- Encryption in transit and at rest where applicable
- Vendor due diligence and regular assessments
Contact
For compliance inquiries, contact compliance@provencapitals.com.